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3M CO — Director's Dealing 2023
Apr 28, 2023
17737_dirs_2023-04-28_d2605495-e7b7-41e0-9c9f-6bd047181c19.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2023-04-25
Reporting Person: Goralski Christian T JR (Group President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 283.1947 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $126.72 | 2024-02-02 | Common Stock (1894) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $165.94 | 2025-02-03 | Common Stock (5626) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $147.87 | 2026-02-02 | Common Stock (5852) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $175.76 | 2027-02-06 | Common Stock (4314) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $233.63 | 2028-02-04 | Common Stock (3131) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $201.12 | 2029-02-04 | Common Stock (4095) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $157.24 | 2030-02-03 | Common Stock (6490) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $175.02 | 2031-02-01 | Common Stock (5923) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $162.41 | 2032-02-07 | Common Stock (12982) | Direct | |
| Restricted Stock Units | $ | Common Stock (4962) | Direct |
Footnotes
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
F3: The restricted stock units vest 100% three years from the grant date.
F4: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
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