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3M CO — Director's Dealing 2022
Feb 9, 2022
17737_dirs_2022-02-09_ae189f55-2062-4ad3-9c41-210fccb75b32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2022-02-07
Reporting Person: Dickson Zoe L (EVP & Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-07 | Common Stock | A | 511.26 | — | Acquired | 897.7959 | Direct |
| 2022-02-07 | Common Stock | F | 148.77 | — | Disposed | 749.0259 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-08 | Non-qualified Stock Option (Right to Buy) | $162.41 | A | 18058 | Acquired | 2032-02-06 | Common Stock (18058) | Direct |
| 2022-02-08 | Restricted Stock Units | $ | A | 2817 | Acquired | Common Stock (2817) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 256 | Indirect |
Footnotes
F1: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2019. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to such shares until they are issued.
F2: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.
F3: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
F4: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F5: The restricted stock units vest 100% three years from the grant date of February 8, 2022