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3M CO — Director's Dealing 2022
Feb 9, 2022
17737_dirs_2022-02-09_a8e3b181-7008-4e46-a006-951f741e66a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2022-02-07
Reporting Person: Lavers Jeffrey R (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-07 | Common Stock | A | 787.467 | — | Acquired | 5753.5442 | Direct |
| 2022-02-07 | Common Stock | F | 387.746 | — | Disposed | 5365.7982 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-08 | Non-qualified Stock Option (Right to Buy) | $162.41 | A | 53284 | Acquired | 2032-02-06 | Common Stock (53284) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 127 | Direct |
| Common Stock | 1378 | Indirect |
Footnotes
F1: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2019. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.
F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.
F4: These shares are jointly owned with spouse.
F5: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.