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3M CO — Director's Dealing 2022
Feb 9, 2022
17737_dirs_2022-02-09_bdfd51cc-4120-4954-80b2-0a35b5f822df.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2022-02-07
Reporting Person: Poul Mojdeh (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-07 | Common Stock | A | 5315.06 | — | Acquired | 7673.6214 | Direct |
| 2022-02-07 | Common Stock | F | 148.462 | — | Disposed | 7525.1594 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-08 | Restricted Stock Units | $ | A | 12087 | Acquired | Common Stock (12087) | Direct |
Footnotes
F1: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2019. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued.
F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.
F4: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F5: The restricted stock units vest 100% three years from the grant date of February 8, 2022