3M CO — Director's Dealing 2021

Nov 5, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2021-11-01

Reporting Person: Chavez Rodriguez Beatriz Karina (Senior Vice President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2209.385	Direct
Common Stock	2808.9172	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-qualified Stock Option (Right to Buy)	$101.49	2023-02-04	Common Stock (1071)		Direct
Non-qualified Stock Option (Right to Buy)	$126.72	2024-02-03	Common Stock (2921)		Direct
Non-qualified Stock Option (Right to Buy)	$165.94	2025-02-02	Common Stock (1447)		Direct
Restricted Stock Units	$		Common Stock (671)		Direct
Restricted Stock Units	$		Common Stock (705)		Direct
Restricted Stock Units	$		Common Stock (286)		Direct
Restricted Stock Units	$		Common Stock (1507)		Direct
Non-qualified Stock Option (Right to Buy)	$175.02	2031-02-01	Common Stock (1975)		Direct

Footnotes

F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2: The stock option will vest and become exercisable in a series of three equal installments on the first, second and third anniversary of the grant date.

F3: The restricted stock units vest 100% three years from the grant date.

F4: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.