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3M CO — Director's Dealing 2020
May 4, 2020
17737_dirs_2020-05-04_092d028b-4970-4db2-832c-9f1bdb29ec8a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2020-05-01
Reporting Person: Roman Michael F (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-01 | Common Stock | M | 10067 | $89.47 | Acquired | 57867.9917 | Direct |
| 2020-05-01 | Common Stock | S | 310 | $148.697 | Disposed | 57557.9917 | Direct |
| 2020-05-01 | Common Stock | S | 7584 | $148.6987 | Disposed | 49973.9917 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-01 | Non-qualified Stock Option (Right to Buy) | $89.47 | M | 2483 | Disposed | 2021-02-08 | Common Stock (2483) | Direct |
| 2020-05-01 | Non-qualified Stock Option (Right to Buy) | $89.47 | M | 7584 | Disposed | 2021-02-08 | Common Stock (7584) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019.
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