3M CO — Director's Dealing 2020

Aug 11, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2020-08-04

Reporting Person: Lakkundi Veena M (Senior Vice President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	889.0894	Direct
Common Stock	1291	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (535)		Direct
Non-qualified Stock Option (Right to Buy)	$165.94	2025-02-03	Common Stock (3287)		Direct
Non-qualified Stock Option (Right to Buy)	$175.76	2027-02-06	Common Stock (4420)		Direct
Non-qualified Stock Option (Right to Buy)	$233.63	2028-02-04	Common Stock (2371)		Direct
Non-qualified Stock Option (Right to Buy)	$201.12	2029-02-04	Common Stock (3987)		Direct
Non-qualified Stock Option (Right to Buy)	$157.24	2030-02-03	Common Stock (3894)		Direct

Footnotes

F1: These shares are jointly owned with spouse.

F2: The restricted stock units will vest one third each year and fully vest in three years from the grant date of February 4, 2020.

F3: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.