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3M CO — Director's Dealing 2020
Nov 17, 2020
17737_dirs_2020-11-17_46df7cc4-3c90-4c0c-ba13-4fd9c1e48a4e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2020-11-16
Reporting Person: Fong Ivan K (SVP, Gen Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-16 | Common Stock | M | 15073 | $89.25 | Acquired | 47885.5527 | Direct |
| 2020-11-16 | Common Stock | S | 15073 | $172.62 | Disposed | 32812.5527 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-16 | Non-qualified Stock Option (Right to Buy) | $89.25 | M | 15073 | Disposed | 2022-11-01 | Common Stock (15073) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.
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