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3M CO — Director's Dealing 2020
Dec 18, 2020
17737_dirs_2020-12-18_ab3b4af8-f443-4b60-9912-b35773b31873.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2020-12-17
Reporting Person: Ashish Khandpur K (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-17 | Common Stock | M | 5760 | $87.89 | Acquired | 21718.5666 | Direct |
| 2020-12-17 | Common Stock | S | 5760 | $176.4402 | Disposed | 15958.5666 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-17 | Non-qualified Stock Option (Right to Buy) | $87.89 | M | 5760 | Disposed | 2022-02-07 | Common Stock (5760) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 752 | Indirect |
| Common Stock | 843 | Indirect |
Footnotes
F1: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
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