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3M CO — Director's Dealing 2019
Feb 1, 2019
17737_dirs_2019-02-01_283d82a3-9a7a-4709-97f4-ced981b91173.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2019-01-30
Reporting Person: THULIN INGE G (Director, Exec Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-30 | Common Stock | S | 1706 | $200.00 | Disposed | 230457.8087 | Direct |
| 2019-01-30 | Common Stock | M | 11793 | $78.72 | Acquired | 242250.8087 | Direct |
| 2019-01-30 | Common Stock | S | 7433 | $200.00 | Disposed | 234817.8087 | Direct |
| 2019-01-30 | Common Stock | S | 3419 | $200.01 | Disposed | 231398.8087 | Direct |
| 2019-01-30 | Common Stock | S | 636 | $200.02 | Disposed | 230762.8087 | Direct |
| 2019-01-30 | Common Stock | S | 305 | $200.0484 | Disposed | 230457.8087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-30 | Non-qualified Stock Option (Right to Buy) | $78.72 | M | 11793 | Disposed | 2020-02-07 | Common Stock (11793) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1618 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.
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