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3M CO — Director's Dealing 2019
Feb 7, 2019
17737_dirs_2019-02-07_dcb9a0df-9a48-456a-9e4b-0fac531fff77.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2019-02-05
Reporting Person: Ludgate Kristen M (Sr Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-05 | Common Stock | A | 733.452 | — | Acquired | 1832.4837 | Direct |
| 2019-02-05 | Common Stock | F | 359.854 | — | Disposed | 1472.6297 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-05 | Incentive Stock Option (Right to Buy) | $201.12 | A | 20468 | Acquired | 2029-02-04 | Common Stock (20468) | Direct |
Footnotes
F1: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 1, 2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.
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