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3M CO — Director's Dealing 2019
Feb 11, 2019
17737_dirs_2019-02-11_f6f4c132-c920-4c9f-a195-498d1e2ac66c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2019-02-07
Reporting Person: Bushman Julie L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-07 | Common Stock | S | 10 | $199.84 | Disposed | 36642.0024 | Direct |
| 2019-02-07 | Common Stock | S | 449 | $199.85 | Disposed | 36193.0024 | Direct |
| 2019-02-07 | Common Stock | S | 120 | $199.86 | Disposed | 36073.0024 | Direct |
| 2019-02-07 | Common Stock | S | 700 | $199.87 | Disposed | 35373.0024 | Direct |
| 2019-02-07 | Common Stock | S | 200 | $199.875 | Disposed | 35173.0024 | Direct |
| 2019-02-07 | Common Stock | S | 200 | $199.88 | Disposed | 34973.0024 | Direct |
| 2019-02-07 | Common Stock | S | 100 | $199.91 | Disposed | 34873.0024 | Direct |
| 2019-02-07 | Common Stock | S | 150 | $199.92 | Disposed | 34723.0024 | Direct |
| 2019-02-07 | Common Stock | S | 529 | $199.93 | Disposed | 34194.0024 | Direct |
| 2019-02-07 | Common Stock | S | 300 | $199.94 | Disposed | 33894.0024 | Direct |
| 2019-02-07 | Common Stock | S | 15 | $199.95 | Disposed | 33879.0024 | Direct |
| 2019-02-07 | Common Stock | S | 100 | $199.985 | Disposed | 33779.0024 | Direct |
| 2019-02-07 | Common Stock | S | 100 | $199.99 | Disposed | 33679.0024 | Direct |
| 2019-02-07 | Common Stock | S | 100 | $200.00 | Disposed | 33579.0024 | Direct |
| 2019-02-07 | Common Stock | S | 50 | $200.01 | Disposed | 33529.0024 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-07 | Non-qualified Stock Option (Right to Buy) | $78.72 | M | 13172 | Disposed | 2020-02-07 | Common Stock (13172) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 844 | Indirect |
Footnotes
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2: Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
F3: This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010).
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