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3M CO — Director's Dealing 2019
Feb 11, 2019
17737_dirs_2019-02-11_5c7c092b-4244-4fbd-b62a-7ec61ad18dc5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2019-02-07
Reporting Person: Gangestad Nicholas C (Sr. VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-07 | Common Stock | G | 1500 | — | Disposed | 33690.7564 | Direct |
| 2019-02-07 | Common Stock | S | 2800 | $201.4324 | Disposed | 30890.7564 | Direct |
| 2019-02-07 | Common Stock | S | 100 | $201.4535 | Disposed | 30790.7564 | Direct |
| 2019-02-07 | Common Stock | S | 100 | $201.4703 | Disposed | 30690.7564 | Direct |
| 2019-02-07 | Common Stock | M | 1681 | $78.72 | Acquired | 32371.7564 | Direct |
| 2019-02-07 | Common Stock | S | 1181 | $201.1459 | Disposed | 31190.7564 | Direct |
| 2019-02-07 | Common Stock | S | 202 | $201.168 | Disposed | 30988.7564 | Direct |
| 2019-02-07 | Common Stock | S | 98 | $201.1959 | Disposed | 30890.7564 | Direct |
| 2019-02-07 | Common Stock | S | 100 | $201.2003 | Disposed | 30790.7564 | Direct |
| 2019-02-07 | Common Stock | S | 100 | $201.2047 | Disposed | 30690.7564 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-07 | Non-qualified Stock Option (Right to Buy) | $78.72 | M | 1681 | Disposed | 2020-02-07 | Common Stock (1681) | Direct |
Footnotes
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2: This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010).
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