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3M CO — Director's Dealing 2019
Feb 19, 2019
17737_dirs_2019-02-19_ea727e85-0291-41fe-89f4-6d956eaca984.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2019-02-05
Reporting Person: Delgado Joaquin (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-05 | Common Stock | A | 9035.299 | — | Acquired | 31623.1794 | Direct |
| 2019-02-05 | Common Stock | F | 4138 | — | Disposed | 27485.1794 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-05 | Incentive Stock Option (Right to Buy) | $201.12 | A | 17043 | Acquired | 2029-02-04 | Common Stock (17043) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1156 | Indirect |
Footnotes
F1: On February 7, 2019, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2016 performance shares awarded to the reporting person. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes.
F2: Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
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