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3M CO Director's Dealing 2019

Feb 19, 2019

17737_dirs_2019-02-19_52e4fcab-dd7c-4aff-aa22-ca58e324bf7d.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2019-02-05

Reporting Person: Bauman James L (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-05 Common Stock A 6828.905 Acquired 24578.6483 Direct
2019-02-05 Common Stock F 216.569 Disposed 24362.0793 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-05 Incentive Stock Option (Right to Buy) $201.12 A 33172 Acquired 2029-02-04 Common Stock (33172) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 195 Indirect

Footnotes

F1: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F3: The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.