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3M CO — Director's Dealing 2019
Feb 20, 2019
17737_dirs_2019-02-20_ecadccbd-b326-4fba-b5f6-54cb964fd9f9.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2019-02-05
Reporting Person: THULIN INGE G (Director, Exec Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-05 | Common Stock | A | 38768.728 | — | Acquired | 269278.4514 | Direct |
| 2019-02-05 | Common Stock | F | 1133.871 | — | Disposed | 268144.5804 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-05 | Incentive Stock Option (Right to Buy) | $201.12 | A | 68543 | Acquired | 2029-02-04 | Common Stock (68543) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1618 | Indirect |
Footnotes
F1: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.
F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3: Includes shares acquired pursuant to the 3M Voluntary Investment Plan.