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3M CO Director's Dealing 2019

Feb 20, 2019

17737_dirs_2019-02-20_b829e4e9-4890-4f8c-a7a9-fd47f5566e84.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2019-02-05

Reporting Person: Ashish Khandpur K (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-05 Common Stock A 4648.144 Acquired 10499.2672 Direct
2019-02-05 Common Stock F 172.581 Disposed 10326.6862 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-05 Incentive Stock Option (Right to Buy) $201.12 A 51127 Acquired 2029-02-04 Common Stock (51127) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 752 Indirect
Common Stock 787 Indirect

Footnotes

F1: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F3: Includes shares acquired pursuant to the 3M Voluntary Investment Plan.