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3M CO — Director's Dealing 2019
Apr 9, 2019
17737_dirs_2019-04-09_0853ddc3-21f5-4c19-a933-037ba3400deb.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2019-04-01
Reporting Person: Reinseth Theresa E (Vice President/CAO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 835.4771 | Direct |
| Common Stock | 444 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (394) | Direct | ||
| Restricted Stock Units | $ | Common Stock (289) | Direct | ||
| Restricted Stock Units | $ | Common Stock (269) | Direct | ||
| Non-qualified Stock Option (Right to Buy) | $87.89 | 2022-02-07 | Common Stock (33) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $101.49 | 2023-02-03 | Common Stock (795) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $126.72 | 2024-02-02 | Common Stock (913) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $165.94 | 2025-02-03 | Common Stock (368) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $147.87 | 2026-02-02 | Common Stock (1664) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $175.76 | 2027-02-07 | Common Stock (2947) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $233.63 | 2028-02-04 | Common Stock (1621) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $201.12 | 2029-02-04 | Common Stock (1578) | Direct |
Footnotes
F1: The restricted stock units will vest 100% three years from the grant date of 02/07/2017.
F2: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F3: The restricted stock units will vest 100% three years from the grant date of 02/26/2018.
F4: The restricted stock units will vest 100% in three years from the grant date of 02/05/2019.
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