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3M CO Director's Dealing 2019

Apr 9, 2019

17737_dirs_2019-04-09_0853ddc3-21f5-4c19-a933-037ba3400deb.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2019-04-01

Reporting Person: Reinseth Theresa E (Vice President/CAO)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 835.4771 Direct
Common Stock 444 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (394) Direct
Restricted Stock Units $ Common Stock (289) Direct
Restricted Stock Units $ Common Stock (269) Direct
Non-qualified Stock Option (Right to Buy) $87.89 2022-02-07 Common Stock (33) Direct
Non-qualified Stock Option (Right to Buy) $101.49 2023-02-03 Common Stock (795) Direct
Non-qualified Stock Option (Right to Buy) $126.72 2024-02-02 Common Stock (913) Direct
Non-qualified Stock Option (Right to Buy) $165.94 2025-02-03 Common Stock (368) Direct
Non-qualified Stock Option (Right to Buy) $147.87 2026-02-02 Common Stock (1664) Direct
Non-qualified Stock Option (Right to Buy) $175.76 2027-02-07 Common Stock (2947) Direct
Non-qualified Stock Option (Right to Buy) $233.63 2028-02-04 Common Stock (1621) Direct
Non-qualified Stock Option (Right to Buy) $201.12 2029-02-04 Common Stock (1578) Direct

Footnotes

F1: The restricted stock units will vest 100% three years from the grant date of 02/07/2017.

F2: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F3: The restricted stock units will vest 100% three years from the grant date of 02/26/2018.

F4: The restricted stock units will vest 100% in three years from the grant date of 02/05/2019.