3M CO — Director's Dealing 2019

Apr 10, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2019-04-01

Reporting Person: Rutherford Denise R (Senior Vice President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9980.2971	Direct
Common Stock	2394	Indirect
Common Stock	122	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-qualified Stock Option (Right to Buy)	$126.72	2024-02-02	Common Stock (9592)		Direct
Non-qualified Stock Option (Right to Buy)	$165.94	2025-02-03	Common Stock (9571)		Direct
Non-qualified Stock Option (Right to Buy)	$147.87	2026-02-02	Common Stock (10228)		Direct
Non-qualified Stock Option (Right to Buy)	$175.76	2027-02-06	Common Stock (10033)		Direct
Non-qualified Stock Option (Right to Buy)	$233.63	2028-02-04	Common Stock (7087)		Direct
Non-qualified Stock Option (Right to Buy)	$201.12	2029-02-04	Common Stock (7207)		Direct
Non-qualified Stock Option (Right to Buy)	$126.72	2024-02-04	Common Stock (605)		Indirect
Non-qualified Stock Option (Right to Buy)	$165.94	2025-02-03	Common Stock (1135)		Indirect
Non-qualified Stock Option (Right to Buy)	$147.87	2026-02-02	Common Stock (501)		Indirect
Non-qualified Stock Option (Right to Buy)	$175.76	2027-02-06	Common Stock (1185)		Indirect
Non-qualified Stock Option (Right to Buy)	$233.63	2028-02-04	Common Stock (447)		Indirect

Footnotes

F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2: Includes shares acquired pursuant to the 3M Voluntary Investment Plan.