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3M CO — Director's Dealing 2019
Nov 6, 2019
17737_dirs_2019-11-06_01a34ddc-b80a-4524-9c14-5211fe26bc63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2019-11-05
Reporting Person: Ashish Khandpur K (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-05 | Common Stock | M | 3362 | $78.72 | Acquired | 13987.7954 | Direct |
| 2019-11-05 | Common Stock | S | 3362 | $174.1973 | Disposed | 10625.7954 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-05 | Non-qualified Stock Option (Right to Buy) | $78.72 | M | 3362 | Disposed | 2020-02-07 | Common Stock (3362) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 752 | Indirect |
| Common Stock | 807 | Indirect |
Footnotes
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
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