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3M CO — Director's Dealing 2019
Dec 2, 2019
17737_dirs_2019-12-02_35cee064-fdd4-4191-8185-73d1c59e1a03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2019-11-29
Reporting Person: Roman Michael F (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-29 | Common Stock | M | 12646 | $169.77 | Acquired | 45288.3905 | Direct |
| 2019-11-29 | Common Stock | F | 6222 | $169.77 | Disposed | 39066.3905 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-29 | Restricted Stock Units | $ | M | 12646 | Disposed | Common Stock (12646) | Direct |
Footnotes
F1: Each restricted stock unit represented a contingent right to receive one share of 3M common stock, and converted into common stock on the vesting date.
F2: The restricted stock units vest 100% five years from the grant date of December 1, 2014.
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