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3M CO — Director's Dealing 2019
Dec 3, 2019
17737_dirs_2019-12-03_f63c0258-5682-420e-b8e6-5b989024509a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2019-11-29
Reporting Person: Bushman Julie L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-29 | Common Stock | M | 12646 | $169.77 | Acquired | 46297.733 | Direct |
| 2019-11-29 | Common Stock | F | 5767 | $169.77 | Disposed | 40530.733 | Direct |
| 2019-12-02 | Common Stock | S | 6879 | $170.16 | Disposed | 33651.733 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-29 | Restricted Stock Units | $ | M | 12646 | Disposed | Common Stock (12646) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 871 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019.
F2: Each restricted stock unit represented a contingent right to receive one share of 3M common stock, and converted into common stock on the vesting day.
F3: The restricted stock units vest 100% five years from the grant date of December 1, 2014.
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