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3M CO — Director's Dealing 2018
Feb 2, 2018
17737_dirs_2018-02-02_8e53815e-f272-4216-aa11-285e1343eac0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2018-02-01
Reporting Person: Gangestad Nicholas C (Sr. VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-01 | Common Stock | M | 1681 | $78.72 | Acquired | 23561.7373 | Direct |
| 2018-02-01 | Common Stock | S | 1681 | $249.7596 | Disposed | 21880.7373 | Direct |
| 2018-02-01 | Common Stock | G | 1500 | — | Disposed | 20380.7373 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-01 | Non-qualified Stock Option (Right to Buy) | $78.72 | M | 1681 | Disposed | 2020-02-07 | Common Stock (1681) | Direct |
Footnotes
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
F3: This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010).
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