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3M CO — Director's Dealing 2018
Feb 2, 2018
17737_dirs_2018-02-02_0c564d66-cb3f-48bb-835a-56c2b3a86d6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2018-02-01
Reporting Person: Keel Paul A (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-01 | Common Stock | M | 13480 | $54.11 | Acquired | 19009.4529 | Direct |
| 2018-02-01 | Common Stock | S | 5486 | $246.83 | Disposed | 13523.4529 | Direct |
| 2018-02-01 | Common Stock | S | 197 | $246.84 | Disposed | 13326.4529 | Direct |
| 2018-02-01 | Common Stock | S | 1643 | $246.87 | Disposed | 11683.4529 | Direct |
| 2018-02-01 | Common Stock | S | 200 | $246.88 | Disposed | 11483.4529 | Direct |
| 2018-02-01 | Common Stock | S | 300 | $246.89 | Disposed | 11183.4529 | Direct |
| 2018-02-01 | Common Stock | S | 500 | $246.91 | Disposed | 10683.4529 | Direct |
| 2018-02-01 | Common Stock | S | 1 | $246.92 | Disposed | 10682.4529 | Direct |
| 2018-02-01 | Common Stock | S | 200 | $246.93 | Disposed | 10482.4529 | Direct |
| 2018-02-01 | Common Stock | S | 902 | $246.94 | Disposed | 9580.4529 | Direct |
| 2018-02-01 | Common Stock | S | 432 | $246.95 | Disposed | 9148.4529 | Direct |
| 2018-02-01 | Common Stock | S | 100 | $246.97 | Disposed | 9048.4529 | Direct |
| 2018-02-01 | Common Stock | S | 1688 | $246.98 | Disposed | 7360.4529 | Direct |
| 2018-02-01 | Common Stock | S | 1 | $246.99 | Disposed | 7359.4529 | Direct |
| 2018-02-01 | Common Stock | S | 927 | $247.00 | Disposed | 6432.4529 | Direct |
| 2018-02-01 | Common Stock | S | 488 | $247.02 | Disposed | 5944.4529 | Direct |
| 2018-02-01 | Common Stock | S | 415 | $247.03 | Disposed | 5529.4529 | Direct |
| 2018-02-01 | Common Stock | M | 200 | $54.11 | Acquired | 5729.4529 | Direct |
| 2018-02-01 | Common Stock | G | 200 | — | Disposed | 5529.4529 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-01 | Non-qualified Stock Option (Right to Buy) | $54.11 | M | 13480 | Disposed | 2019-02-08 | Common Stock (13480) | Direct |
| 2018-02-01 | Non-qualified Stock Option (Right to Buy) | $54.11 | M | 200 | Disposed | 2019-02-08 | Common Stock (200) | Direct |
Footnotes
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
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