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3M CO — Director's Dealing 2018
Feb 6, 2018
17737_dirs_2018-02-06_354f9f5b-d2b0-4068-9db0-3d0d01c6158f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2018-02-02
Reporting Person: Roman Michael F (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-02 | Common Stock | M | 4146 | $77.18 | Acquired | 16208.159 | Direct |
| 2018-02-02 | Common Stock | S | 100 | $246.59 | Disposed | 16108.159 | Direct |
| 2018-02-02 | Common Stock | S | 100 | $246.61 | Disposed | 16008.159 | Direct |
| 2018-02-02 | Common Stock | S | 200 | $246.62 | Disposed | 15808.159 | Direct |
| 2018-02-02 | Common Stock | S | 300 | $246.63 | Disposed | 15508.159 | Direct |
| 2018-02-02 | Common Stock | S | 100 | $246.64 | Disposed | 15408.159 | Direct |
| 2018-02-02 | Common Stock | S | 300 | $246.65 | Disposed | 15108.159 | Direct |
| 2018-02-02 | Common Stock | S | 2146 | $246.6575 | Disposed | 12962.159 | Direct |
| 2018-02-02 | Common Stock | S | 800 | $246.66 | Disposed | 12162.159 | Direct |
| 2018-02-02 | Common Stock | S | 100 | $246.69 | Disposed | 12062.159 | Direct |
| 2018-02-02 | Common Stock | M | 2458 | $77.18 | Acquired | 14520.159 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-02 | Non-qualified Stock Option (Right to Buy) | $77.18 | M | 4146 | Disposed | 2018-05-13 | Common Stock (4146) | Direct |
| 2018-02-02 | Non-qualified Stock Option (Right to Buy) | $77.18 | M | 2458 | Disposed | 2018-05-13 | Common Stock (2458) | Direct |
Footnotes
F1: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).
F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
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