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3M CO Director's Dealing 2018

Feb 6, 2018

17737_dirs_2018-02-06_354f9f5b-d2b0-4068-9db0-3d0d01c6158f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2018-02-02

Reporting Person: Roman Michael F (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-02 Common Stock M 4146 $77.18 Acquired 16208.159 Direct
2018-02-02 Common Stock S 100 $246.59 Disposed 16108.159 Direct
2018-02-02 Common Stock S 100 $246.61 Disposed 16008.159 Direct
2018-02-02 Common Stock S 200 $246.62 Disposed 15808.159 Direct
2018-02-02 Common Stock S 300 $246.63 Disposed 15508.159 Direct
2018-02-02 Common Stock S 100 $246.64 Disposed 15408.159 Direct
2018-02-02 Common Stock S 300 $246.65 Disposed 15108.159 Direct
2018-02-02 Common Stock S 2146 $246.6575 Disposed 12962.159 Direct
2018-02-02 Common Stock S 800 $246.66 Disposed 12162.159 Direct
2018-02-02 Common Stock S 100 $246.69 Disposed 12062.159 Direct
2018-02-02 Common Stock M 2458 $77.18 Acquired 14520.159 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-02 Non-qualified Stock Option (Right to Buy) $77.18 M 4146 Disposed 2018-05-13 Common Stock (4146) Direct
2018-02-02 Non-qualified Stock Option (Right to Buy) $77.18 M 2458 Disposed 2018-05-13 Common Stock (2458) Direct

Footnotes

F1: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).

F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.