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3M CO — Director's Dealing 2018
Feb 6, 2018
17737_dirs_2018-02-06_2c3cc82f-0fc6-401f-ae49-92d50ef5481f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2018-02-02
Reporting Person: Vale Michael G. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-02 | Common Stock | M | 3200 | $54.11 | Acquired | 27081.0099 | Direct |
| 2018-02-02 | Common Stock | S | 3200 | $246.98 | Disposed | 23881.0099 | Direct |
| 2018-02-02 | Common Stock | M | 3043 | $54.11 | Acquired | 26924.0099 | Direct |
| 2018-02-02 | Common Stock | S | 443 | $246.89 | Disposed | 26481.0099 | Direct |
| 2018-02-02 | Common Stock | S | 100 | $246.90 | Disposed | 26381.0099 | Direct |
| 2018-02-02 | Common Stock | S | 100 | $247.03 | Disposed | 26281.0099 | Direct |
| 2018-02-02 | Common Stock | S | 1500 | $247.035 | Disposed | 24781.0099 | Direct |
| 2018-02-02 | Common Stock | S | 900 | $247.05 | Disposed | 23881.0099 | Direct |
| 2018-02-02 | Common Stock | M | 2201 | $54.11 | Acquired | 26082.0099 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-02 | Non-qualified Stock Option (Right to Buy) | $54.11 | M | 3200 | Disposed | 2019-02-08 | Common Stock (3200) | Direct |
| 2018-02-02 | Non-qualified Stock Option (Right to Buy) | $54.11 | M | 3043 | Disposed | 2019-02-08 | Common Stock (3043) | Direct |
| 2018-02-02 | Non-qualified Stock Option (Right to Buy) | $54.11 | M | 2201 | Disposed | 2019-02-08 | Common Stock (2201) | Direct |
Footnotes
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
F3: This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009).
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