AI assistant
3M CO — Director's Dealing 2018
Feb 8, 2018
17737_dirs_2018-02-08_9b2a2e42-fd53-4d30-a268-774aaa40bf4f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2018-02-06
Reporting Person: Banovetz John Patrick (Sr Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-06 | Common Stock | A | 1209.84 | — | Acquired | 3138.3359 | Direct |
| 2018-02-06 | Common Stock | F | 557 | — | Disposed | 2581.3359 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-06 | Non-qualified Stock Option (Right to Buy) | $233.63 | A | 15438 | Acquired | 2028-02-04 | Common Stock (15438) | Direct |
Footnotes
F1: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on May 1, 2015 and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.
F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).