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3M CO — Director's Dealing 2018
Feb 8, 2018
17737_dirs_2018-02-08_61a73fdc-b0fd-4605-b016-7f89122f26de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2018-02-06
Reporting Person: Ashish Khandpur K (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-06 | Common Stock | A | 3796.202 | — | Acquired | 5052.8601 | Direct |
| 2018-02-06 | Common Stock | F | 105 | — | Disposed | 4947.8601 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-06 | Non-qualified Stock Option (Right to Buy) | $233.63 | A | 27273 | Acquired | 2028-02-04 | Common Stock (27273) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 752 | Indirect |
| Common Stock | 767 | Indirect |
Footnotes
F1: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.
F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3: Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
F4: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).