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3M CO Director's Dealing 2015

Jan 7, 2015

17737_dirs_2015-01-07_60640684-0aa9-4d96-80db-7f943b969ab0.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2015-01-01

Reporting Person: Bauman James L (Vice President)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2849 Direct
Common Stock 395 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-qualified Stock Option (Right to Buy) $87.35 2016-05-09 Common Stock (5392) Direct
Non-qualified Stock Option (Right to Buy) $84.78 2017-05-08 Common Stock (6392) Direct
Non-qualified Stock Option (Right to Buy) $77.18 2018-05-13 Common Stock (12616) Direct
Non-qualified Stock Option (Right to Buy) $54.11 2019-02-08 Common Stock (11660) Direct
Non-qualified Stock Option (Right to Buy) $78.72 2020-02-07 Common Stock (16065) Direct
Non-qualified Stock Option (Right to Buy) $89.47 2021-02-08 Common Stock (10922) Direct
Non-qualified Stock Option (Right to Buy) $87.89 2022-02-07 Common Stock (8996) Direct
Non-qualified Stock Option (Right to Buy) $101.49 2023-02-03 Common Stock (35105) Direct
Non-qualified Stock Option (Right to Buy) $126.72 2024-02-02 Common Stock (23095) Direct
Restricted Stock Units $0 Common Stock (4630) Direct

Footnotes

F1: The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.

F2: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012).

F3: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).

F4: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/4/2014).

F5: The restricted stock units will vest 100% on 9-1-2015.

F6: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.