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3M CO — Director's Dealing 2015
Jan 7, 2015
17737_dirs_2015-01-07_60640684-0aa9-4d96-80db-7f943b969ab0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2015-01-01
Reporting Person: Bauman James L (Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2849 | Direct |
| Common Stock | 395 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $87.35 | 2016-05-09 | Common Stock (5392) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $84.78 | 2017-05-08 | Common Stock (6392) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $77.18 | 2018-05-13 | Common Stock (12616) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $54.11 | 2019-02-08 | Common Stock (11660) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $78.72 | 2020-02-07 | Common Stock (16065) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $89.47 | 2021-02-08 | Common Stock (10922) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $87.89 | 2022-02-07 | Common Stock (8996) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $101.49 | 2023-02-03 | Common Stock (35105) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $126.72 | 2024-02-02 | Common Stock (23095) | Direct | |
| Restricted Stock Units | $0 | Common Stock (4630) | Direct |
Footnotes
F1: The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
F2: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012).
F3: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
F4: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/4/2014).
F5: The restricted stock units will vest 100% on 9-1-2015.
F6: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.