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3M CO — Director's Dealing 2015
Feb 5, 2015
17737_dirs_2015-02-05_66415efd-6723-4a97-ac11-9b64fca00c5c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2015-02-03
Reporting Person: Vale Michael G. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-03 | Common Stock | A | 7759.117 | — | Acquired | 12116.117 | Direct |
| 2015-02-03 | Common Stock | F | 2879 | $165.94 | Disposed | 9237.117 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-03 | Non-qualified Stock Option (Right to Buy) | $165.94 | A | 49804 | Acquired | 2025-02-03 | Common Stock (49804) | Direct |
Footnotes
F1: This transaction reflects the imminent delivery of 7759.117 shares of 3M Common Stock earned as the result of the vesting of the 2012 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.
F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
F4: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/3/2015).