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3M CO — Director's Dealing 2015
May 18, 2015
17737_dirs_2015-05-18_0c9bc3c0-1799-4cd6-b251-1da43ff101ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2015-05-15
Reporting Person: Roman Michael F (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-15 | Common Stock | M | 2500 | $87.35 | Acquired | 7474 | Direct |
| 2015-05-15 | Common Stock | S | 1900 | $162.77 | Disposed | 5574 | Direct |
| 2015-05-15 | Common Stock | M | 5000 | $87.35 | Acquired | 10574 | Direct |
| 2015-05-15 | Common Stock | S | 144 | $162.70 | Disposed | 10430 | Direct |
| 2015-05-15 | Common Stock | S | 300 | $162.71 | Disposed | 10130 | Direct |
| 2015-05-15 | Common Stock | S | 4456 | $162.72 | Disposed | 5674 | Direct |
| 2015-05-15 | Common Stock | S | 100 | $162.722 | Disposed | 5574 | Direct |
| 2015-05-15 | Common Stock | G | 532 | — | Disposed | 5042 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-15 | Non-qualified Stock Option (Right to Buy) | $87.35 | M | 5000 | Disposed | 2016-05-09 | Common Stock (5000) | Direct |
| 2015-05-15 | Non-qualified Stock Option (Right to Buy) | $87.35 | M | 2500 | Disposed | 2016-05-09 | Common Stock (2500) | Direct |
Footnotes
F1: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).
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