Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

3M CO Director's Dealing 2015

May 18, 2015

17737_dirs_2015-05-18_0c9bc3c0-1799-4cd6-b251-1da43ff101ff.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2015-05-15

Reporting Person: Roman Michael F (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-05-15 Common Stock M 2500 $87.35 Acquired 7474 Direct
2015-05-15 Common Stock S 1900 $162.77 Disposed 5574 Direct
2015-05-15 Common Stock M 5000 $87.35 Acquired 10574 Direct
2015-05-15 Common Stock S 144 $162.70 Disposed 10430 Direct
2015-05-15 Common Stock S 300 $162.71 Disposed 10130 Direct
2015-05-15 Common Stock S 4456 $162.72 Disposed 5674 Direct
2015-05-15 Common Stock S 100 $162.722 Disposed 5574 Direct
2015-05-15 Common Stock G 532 Disposed 5042 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-05-15 Non-qualified Stock Option (Right to Buy) $87.35 M 5000 Disposed 2016-05-09 Common Stock (5000) Direct
2015-05-15 Non-qualified Stock Option (Right to Buy) $87.35 M 2500 Disposed 2016-05-09 Common Stock (2500) Direct

Footnotes

F1: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).