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3M CO — Director's Dealing 2015
Sep 3, 2015
17737_dirs_2015-09-03_1f9c87fd-6a12-4c50-b43a-69e57540ea97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2015-09-01
Reporting Person: Hardgrove Ian F (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-01 | Common Stock | M | 2021 | $138.50 | Acquired | 15374 | Direct |
| 2015-09-01 | Common Stock | F | 680 | $138.50 | Disposed | 14694 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-01 | Restricted Stock Units | $0 | M | 2021 | Disposed | Common Stock (2021) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 810 | Indirect |
Footnotes
F1: The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.
F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3: Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
F4: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F5: The restricted stock units will vest in equal installments on 9-1-2013 and 9-1-2015.
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