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3M CO — Director's Dealing 2015
Oct 28, 2015
17737_dirs_2015-10-28_ddc3fd60-b01e-40c9-b5f8-082a1dfa3fe7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2015-10-27
Reporting Person: THULIN INGE G (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-27 | Common Stock | M | 52000 | $87.35 | Acquired | 152905 | Direct |
| 2015-10-27 | Common Stock | S | 200 | $155.74 | Disposed | 152705 | Direct |
| 2015-10-27 | Common Stock | S | 100 | $155.75 | Disposed | 152605 | Direct |
| 2015-10-27 | Common Stock | S | 400 | $155.795 | Disposed | 152205 | Direct |
| 2015-10-27 | Common Stock | S | 200 | $155.82 | Disposed | 152005 | Direct |
| 2015-10-27 | Common Stock | S | 100 | $155.83 | Disposed | 151905 | Direct |
| 2015-10-27 | Common Stock | S | 100 | $155.84 | Disposed | 151805 | Direct |
| 2015-10-27 | Common Stock | S | 49600 | $155.85 | Disposed | 102205 | Direct |
| 2015-10-27 | Common Stock | S | 200 | $155.86 | Disposed | 102005 | Direct |
| 2015-10-27 | Common Stock | S | 300 | $155.87 | Disposed | 101705 | Direct |
| 2015-10-27 | Common Stock | S | 100 | $155.93 | Disposed | 101605 | Direct |
| 2015-10-27 | Common Stock | S | 400 | $155.95 | Disposed | 101205 | Direct |
| 2015-10-27 | Common Stock | S | 300 | $155.99 | Disposed | 100905 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-27 | Non-qualified Stock Option (Right to Buy) | $87.35 | M | 52000 | Disposed | 2016-05-09 | Common Stock (52000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1495 | Indirect |
Footnotes
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
F3: Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
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