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3M CO — Director's Dealing 2015
Nov 6, 2015
17737_dirs_2015-11-06_5f7dd1e8-2951-4f56-bba3-474292e34427.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2015-11-05
Reporting Person: McGrath Marlene Mary (Senior VP - Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-05 | Common Stock | M | 2560 | $84.78 | Acquired | 12758 | Direct |
| 2015-11-05 | Common Stock | S | 2560 | $159.23 | Disposed | 10198 | Direct |
| 2015-11-05 | Common Stock | M | 1131 | $77.18 | Acquired | 11329 | Direct |
| 2015-11-05 | Common Stock | S | 100 | $159.212 | Disposed | 11229 | Direct |
| 2015-11-05 | Common Stock | S | 100 | $159.213 | Disposed | 11129 | Direct |
| 2015-11-05 | Common Stock | S | 131 | $159.2135 | Disposed | 10998 | Direct |
| 2015-11-05 | Common Stock | S | 100 | $159.2166 | Disposed | 10898 | Direct |
| 2015-11-05 | Common Stock | S | 700 | $159.231 | Disposed | 10198 | Direct |
| 2015-11-05 | Common Stock | M | 1335 | $54.11 | Acquired | 11533 | Direct |
| 2015-11-05 | Common Stock | S | 1335 | $159.251 | Disposed | 10198 | Direct |
| 2015-11-05 | Common Stock | M | 4100 | $78.72 | Acquired | 14298 | Direct |
| 2015-11-05 | Common Stock | S | 4100 | $159.281 | Disposed | 10198 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-05 | Non-qualified Stock Option (Right to Buy) | $84.78 | M | 2560 | Disposed | 2017-05-08 | Common Stock (2560) | Direct |
| 2015-11-05 | Non-qualified Stock Option (Right to Buy) | $77.18 | M | 1131 | Disposed | 2018-05-13 | Common Stock (1131) | Direct |
| 2015-11-05 | Non-qualified Stock Option (Right to Buy) | $54.11 | M | 1335 | Disposed | 2019-02-08 | Common Stock (1335) | Direct |
| 2015-11-05 | Non-qualified Stock Option (Right to Buy) | $78.72 | M | 4100 | Disposed | 2020-02-07 | Common Stock (4100) | Direct |
Footnotes
F1: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010).
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