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3M CO — Director's Dealing 2015
Nov 24, 2015
17737_dirs_2015-11-24_dda8b4cd-42e3-4eb5-9776-78245fb3b4ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2015-11-20
Reporting Person: Bauman James L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-06 | Common Stock | G | 67 | — | Disposed | 8686 | Direct |
| 2015-11-20 | Common Stock | M | 5392 | $87.35 | Acquired | 14078 | Direct |
| 2015-11-20 | Common Stock | S | 5392 | $159.50 | Disposed | 8686 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-20 | Non-qualified Stock Option (Right to Buy) | $87.35 | M | 5392 | Disposed | 2016-05-09 | Common Stock (5392) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2015.
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