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3M CO — Director's Dealing 2014
Jun 18, 2014
17737_dirs_2014-06-18_de09e108-88b8-4c62-a004-0c67b6d10923.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2014-06-09
Reporting Person: Hammes Eric D. (VP, Corp Controller & CAO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 268 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (253) | Direct | ||
| Restricted Stock Units | $ | Common Stock (629) | Direct | ||
| Non-qualified Stock Option (Right to Buy) | $76.80 | 2015-05-08 | Common Stock (335) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $87.35 | 2016-05-09 | Common Stock (606) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $84.78 | 2017-05-08 | Common Stock (436) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $77.18 | 2018-05-11 | Common Stock (712) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $54.11 | 2019-02-08 | Common Stock (1272) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $78.72 | 2020-02-07 | Common Stock (1341) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $89.47 | 2021-02-08 | Common Stock (1026) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $87.89 | 2014-02-07 | Common Stock (1139) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $101.49 | 2023-02-03 | Common Stock (3145) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $126.72 | 2024-02-02 | Common Stock (3872) | Direct |
Footnotes
F1: The restricted stock units will vest 100% on 2-7-2015
F2: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F3: The restricted stock units will vest 100% on 2-5-2016.
F4: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012).
F5: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
F6: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/4/2014).