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3M CO — Director's Dealing 2014
Jul 24, 2014
17737_dirs_2014-07-24_9f328803-188e-452d-ae55-3223e0e83584.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2014-07-14
Reporting Person: Ashish Khandpur K (Sr. VP, Chief Tech. Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 626 | Direct |
| Common Stock | 746 | Indirect |
| Common Stock | 706 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (2648) | Direct | ||
| Restricted Stock Units | $ | Common Stock (93) | Indirect | ||
| Restricted Stock Units | $ | Common Stock (85) | Indirect | ||
| Non-qualified Stock Option (Right to Buy) | $87.35 | 2016-05-09 | Common Stock (1774) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $84.78 | 2017-05-08 | Common Stock (800) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $77.18 | 2018-05-13 | Common Stock (948) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $54.11 | 2019-02-08 | Common Stock (4004) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $78.72 | 2020-02-07 | Common Stock (3362) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $89.47 | 2021-02-08 | Common Stock (3605) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $87.89 | 2022-02-07 | Common Stock (5760) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $101.49 | 2023-02-03 | Common Stock (6505) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $126.72 | 2024-02-02 | Common Stock (7838) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $101.49 | 2023-02-03 | Common Stock (465) | Indirect | |
| Non-qualified Stock Option (Right to Buy) | $126.72 | 2024-02-02 | Common Stock (468) | Indirect |
Footnotes
F1: The restricted stock units will vest in equal installments on 6/3/2016 and 6/3/2018.
F2: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F3: The restricted stock units will vest on 2/5/2016.
F4: The restricted stock units will vest on 2/4/2017.
F5: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012).
F6: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
F7: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/4/2014).