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3M CO — Director's Dealing 2014
Jul 31, 2014
17737_dirs_2014-07-31_ead553a2-5c4d-47eb-a993-b0a55d80e86a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2014-07-29
Reporting Person: Shin Hak Cheol (EXEC VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-29 | Common Stock | M | 17043 | $76.80 | Acquired | 63884.316 | Direct |
| 2014-07-29 | Common Stock | S | 600 | $144.535 | Disposed | 63284.316 | Direct |
| 2014-07-29 | Common Stock | S | 500 | $144.54 | Disposed | 62784.316 | Direct |
| 2014-07-29 | Common Stock | S | 200 | $144.545 | Disposed | 62584.316 | Direct |
| 2014-07-29 | Common Stock | S | 1800 | $144.55 | Disposed | 60784.316 | Direct |
| 2014-07-29 | Common Stock | S | 100 | $144.555 | Disposed | 60684.316 | Direct |
| 2014-07-29 | Common Stock | S | 100 | $144.5575 | Disposed | 60584.316 | Direct |
| 2014-07-29 | Common Stock | S | 2051 | $144.56 | Disposed | 58533.316 | Direct |
| 2014-07-29 | Common Stock | S | 700 | $144.565 | Disposed | 57833.316 | Direct |
| 2014-07-29 | Common Stock | S | 1908 | $144.57 | Disposed | 55925.316 | Direct |
| 2014-07-29 | Common Stock | S | 1070 | $144.575 | Disposed | 54855.316 | Direct |
| 2014-07-29 | Common Stock | S | 200 | $144.5775 | Disposed | 54655.316 | Direct |
| 2014-07-29 | Common Stock | S | 1378 | $144.58 | Disposed | 53277.316 | Direct |
| 2014-07-29 | Common Stock | S | 100 | $144.5807 | Disposed | 53177.316 | Direct |
| 2014-07-29 | Common Stock | S | 1912 | $144.585 | Disposed | 51265.316 | Direct |
| 2014-07-29 | Common Stock | S | 300 | $144.5875 | Disposed | 50965.316 | Direct |
| 2014-07-29 | Common Stock | S | 1200 | $144.59 | Disposed | 49765.316 | Direct |
| 2014-07-29 | Common Stock | S | 100 | $144.597 | Disposed | 49665.316 | Direct |
| 2014-07-29 | Common Stock | S | 1888 | $144.60 | Disposed | 47777.316 | Direct |
| 2014-07-29 | Common Stock | S | 136 | $144.61 | Disposed | 47641.316 | Direct |
| 2014-07-29 | Common Stock | S | 200 | $144.62 | Disposed | 47441.316 | Direct |
| 2014-07-29 | Common Stock | S | 300 | $144.63 | Disposed | 47141.316 | Direct |
| 2014-07-29 | Common Stock | S | 100 | $144.6375 | Disposed | 47041.316 | Direct |
| 2014-07-29 | Common Stock | S | 100 | $144.649 | Disposed | 46941.316 | Direct |
| 2014-07-29 | Common Stock | S | 100 | $144.65 | Disposed | 46841.316 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-29 | Non-qualified Stock Option (Right to Buy) | $76.80 | M | 17043 | Disposed | 2015-05-09 | Common Stock (17043) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1380 | Indirect |
Footnotes
F1: This Form 4 is being amended to show shares acquired and sold for the same-day-sale.
F2: Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
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