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3M CO — Director's Dealing 2014
Nov 26, 2014
17737_dirs_2014-11-26_f6288e04-d130-42fd-943d-e3433bb9885d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2014-11-20
Reporting Person: Keel Paul A (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1050 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (6068) | Direct | ||
| Non-qualified Stock Option (Right to Buy) | $84.78 | 2017-05-08 | Common Stock (3180) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $77.18 | 2018-05-13 | Common Stock (8440) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $54.11 | 2019-02-08 | Common Stock (13680) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $78.72 | 2020-02-07 | Common Stock (9410) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $89.47 | 2021-02-08 | Common Stock (8249) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $87.89 | 2022-02-07 | Common Stock (6737) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $101.49 | 2023-02-03 | Common Stock (7050) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $126.72 | 2024-02-02 | Common Stock (6441) | Direct |
Footnotes
F1: The restricted stock units will vest in equal installments on June 1, 2015 and June 1, 2017.
F2: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F3: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012).
F4: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
F5: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/4/2014).