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3M CO — Director's Dealing 2013
Jan 3, 2013
17737_dirs_2013-01-03_3ec78dee-4e10-48de-b628-9b7a40f57f65.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2012-10-05
Reporting Person: PALENSKY FRED J (EXEC VP R&D & CHF TECH OFF)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-05 | Common Stock | M | 19518 | $76.80 | Acquired | 50883 | Direct |
| 2012-10-05 | Common Stock | S | 17436 | $94.60 | Disposed | 33447 | Direct |
| 2012-10-05 | Common Stock | M | 13434 | $80.50 | Acquired | 46881 | Direct |
| 2012-10-05 | Common Stock | S | 12301 | $94.60 | Disposed | 34580 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-05 | Non-qualified Stock Option (Right to Buy) | $76.80 | M | 19518 | Disposed | 2015-05-10 | Common Stock (19518) | Direct |
| 2012-10-05 | Non-qualified Stock Option (Right to Buy) | $80.50 | M | 13434 | Disposed | 2013-05-12 | Common Stock (13434) | Direct |
Footnotes
F1: Due to a clerical error, this amended Form 4 corrects the number of options exercised and shares sold to pay taxes and fees on two cashless-sell-to-cover transactions that occurred on October 5, 2012 and were reported on October 9, 2012.
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