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3M CO — Director's Dealing 2013
Feb 7, 2013
17737_dirs_2013-02-07_659c9d93-d428-4d72-b2a5-9df227f31be4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2013-02-05
Reporting Person: Holmes Christopher D (Senior VP, Supply Chain Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-05 | Common Stock | A | 2428.8 | — | Acquired | 3003.8 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-05 | Non-qualified Stock Option (Right to Buy) | $101.49 | A | 31925 | Acquired | 2023-02-03 | Common Stock (31925) | Direct |
Footnotes
F1: This transaction reflects the imminent delivery of 2,428.800 shares of 3M Common Stock earned as the result of the 2010 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld for taxes is still being determined. An amended filing will be done once the number of shares to be withheld for taxes is determined.
F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3: The option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).