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3M CO — Director's Dealing 2013
Feb 21, 2013
17737_dirs_2013-02-20_3a794a22-7d7e-4594-b53f-5f3e485ac1fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2013-02-19
Reporting Person: PALENSKY FRED J (EXEC VP R&D & CHF TECH OFF)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-19 | Common Stock | S | 4644 | $104.03 | Disposed | 37986 | Direct |
| 2013-02-19 | Common Stock | S | 1030 | $104.04 | Disposed | 36956 | Direct |
| 2013-02-19 | Common Stock | S | 2384 | $104.05 | Disposed | 34572 | Direct |
| 2013-02-19 | Common Stock | S | 500 | $104.06 | Disposed | 34072 | Direct |
| 2013-02-19 | Common Stock | M | 13433 | $80.50 | Acquired | 47505 | Direct |
| 2013-02-19 | Common Stock | S | 3833 | $104.00 | Disposed | 43672 | Direct |
| 2013-02-19 | Common Stock | S | 600 | $104.01 | Disposed | 43072 | Direct |
| 2013-02-19 | Common Stock | S | 200 | $104.015 | Disposed | 42872 | Direct |
| 2013-02-19 | Common Stock | S | 3100 | $104.02 | Disposed | 39772 | Direct |
| 2013-02-19 | Common Stock | S | 5700 | $104.03 | Disposed | 34072 | Direct |
| 2013-02-19 | Common Stock | M | 53448 | $54.11 | Acquired | 87520 | Direct |
| 2013-02-19 | Common Stock | S | 17706 | $104.00 | Disposed | 69814 | Direct |
| 2013-02-19 | Common Stock | S | 5935 | $104.01 | Disposed | 63879 | Direct |
| 2013-02-19 | Common Stock | S | 2133 | $104.02 | Disposed | 61746 | Direct |
| 2013-02-19 | Common Stock | S | 2074 | $104.03 | Disposed | 59672 | Direct |
| 2013-02-19 | Common Stock | S | 2900 | $104.035 | Disposed | 56772 | Direct |
| 2013-02-19 | Common Stock | S | 5191 | $104.04 | Disposed | 51581 | Direct |
| 2013-02-19 | Common Stock | S | 2409 | $104.05 | Disposed | 49172 | Direct |
| 2013-02-19 | Common Stock | S | 500 | $104.06 | Disposed | 48672 | Direct |
| 2013-02-19 | Common Stock | S | 2600 | $104.07 | Disposed | 46072 | Direct |
| 2013-02-19 | Common Stock | S | 1500 | $104.0702 | Disposed | 44572 | Direct |
| 2013-02-19 | Common Stock | S | 10500 | $104.075 | Disposed | 34072 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-19 | Non-qualified Stock Option (Right to Buy) | $80.50 | M | 13433 | Disposed | 2013-05-12 | Common Stock (13433) | Direct |
| 2013-02-19 | Non-qualified Stock Option (Right to Buy) | $54.11 | M | 53448 | Disposed | 2019-02-08 | Common Stock (53448) | Direct |
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