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3M CO — Director's Dealing 2012
Apr 11, 2012
17737_dirs_2012-04-11_a1691e01-23eb-42f0-a34e-9e128fd27f5a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2012-04-04
Reporting Person: McGrath Marlene Mary (Sr VP - Human Resources)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1949 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (911) | Direct | ||
| Non-qualified Stock Option (Right to Buy) | $84.40 | 2014-05-09 | Common Stock (2020) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $87.35 | 2016-05-09 | Common Stock (2236) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $84.78 | 2017-05-08 | Common Stock (2560) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $77.18 | 2018-05-13 | Common Stock (1131) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $54.11 | 2019-02-08 | Common Stock (1335) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $78.72 | 2020-02-07 | Common Stock (4100) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $89.47 | 2021-02-08 | Common Stock (3573) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $87.89 | 2022-02-07 | Common Stock (5360) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F2: The restricted stock units will vest on 2/9/2013.
F3: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010).
F4: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/8/2011).
F5: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012).