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3M CO — Director's Dealing 2012
Nov 5, 2012
17737_dirs_2012-11-05_9c566fe4-e453-49be-8d52-f4ef54bd6d74.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2012-11-01
Reporting Person: Fong Ivan K (Sr. VP, Legal & Gen. Counsel)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-01 | Restricted Stock Units | $ | A | 11205 | Acquired | Common Stock (11205) | Direct | |
| 2012-11-01 | Non-qualified Stock Option (Right to Buy) | $89.25 | A | 50423 | Acquired | 2022-11-01 | Common Stock (50423) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F2: The restricted stock units will vest 100% on 11/1/2016.
F3: This option becomes exercisable in equal installments on 11/1/2015, 11/1/2016 and 11/1/2017.
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