AI assistant
3M CO — Director's Dealing 2010
Jan 11, 2010
17737_dirs_2010-01-11_15a5f6e0-2956-4cd8-b974-7b5d1ad028ff.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2009-12-31
Reporting Person: Woodworth John K (VICE PRESIDENT CORP SC OPERTNS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-31 | Common Stock | J | 8901 | — | Disposed | 13066 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-31 | Restricted Stock Units | $ | J | 8901 | Acquired | Common Stock (8901) | Direct |
Footnotes
F1: Due to reporting automation changes instituted by Issuer's stock plan vendor, the reporting person's restricted stock units will be reported on Table II going forward. This transaction indicates the number of restricted stock units that will be transferred to Table II.
F2: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F3: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
F4: The restricted stock units will vest 100% three years from the grant date (2/9/2009).