AI assistant
3M CO — Director's Dealing 2010
Jan 12, 2010
17737_dirs_2010-01-12_b81dab0b-cc0a-4b06-ba1d-37974621d419.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2009-12-31
Reporting Person: Harlan Joe E (EXEC VP ELECTRO & COMMUN)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-10 | Common Stock | G | 130 | — | Disposed | 45947 | Direct |
| 2009-12-18 | Common Stock | G | 155 | — | Disposed | 45792 | Direct |
| 2009-12-31 | Common Stock | J | 12937 | — | Disposed | 32855 | Direct |
| 2009-12-31 | Common Stock | J | 25481 | — | Disposed | 7374 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-31 | Restricted Stock Units | $ | J | 12937 | Acquired | Common Stock (12937) | Direct | |
| 2009-12-31 | Restricted Stock Units | $ | J | 25481 | Acquired | Common Stock (25481) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1070 | Indirect |
Footnotes
F1: Due to reporting automation changes instituted by Issuer's stock plan vendor, the reporting person's restricted stock units will be reported on Table II going forward. This transaction indicates the number of restricted stock units that will be transferred to Table II.
F2: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F3: Includes shares acquired under 3M's General Employee Stock Purchase Plan; includes shares acquired under 3M's Dividend Reinvestment Program.
F4: The restricted stock units will vest 100% three years from the grant date (2/9/2009)
F5: The restricted stock units will vest 100% three years from the grant date (3/3/2008).