Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

3M CO Director's Dealing 2010

Jan 20, 2010

17737_dirs_2010-01-20_7248a2c4-d039-4e13-b63e-8098146157ae.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2009-12-31

Reporting Person: SMITH MARSCHALL (VICE PRESIDENT LEGAL)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-12-31 Common Stock J 1193 Disposed 13035 Direct
2009-12-31 Common Stock J 11403 Disposed 1632 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-12-31 Restricted Stock Units $ J 1193 Acquired Common Stock (1193) Direct
2009-12-31 Restricted Stock Units $ J 11403 Acquired Common Stock (11403) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 351 Indirect

Footnotes

F1: Due to reporting automation changes instituted by Issuer's stock plan vendor, the reporting person's restricted stock units will be reported on Table II going forward. This transaction indicates the number of restricted stock units that will be transferred to Table II.

F2: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F3: Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.

F4: The terms of the initial award (3,577 restricted stock units) provided for vesting in three equal annual installments on the anniversary of the grant date (7/16/2007).

F5: The restricted stock units will vest 100% three years from the grant date (2/9/2009).