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3M CO — Director's Dealing 2010
Oct 1, 2010
17737_dirs_2010-10-01_3b71ce57-cfea-403d-a644-c50dd7f29259.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2010-09-30
Reporting Person: SMITH MARSCHALL (VICE PRESIDENT LEGAL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-09-30 | Common Stock | M | 7225 | $54.11 | Acquired | 8857 | Direct |
| 2010-09-30 | Common Stock | S | 100 | $87.64 | Disposed | 8757 | Direct |
| 2010-09-30 | Common Stock | S | 100 | $87.68 | Disposed | 8657 | Direct |
| 2010-09-30 | Common Stock | S | 155 | $87.69 | Disposed | 8502 | Direct |
| 2010-09-30 | Common Stock | S | 100 | $87.70 | Disposed | 8402 | Direct |
| 2010-09-30 | Common Stock | S | 200 | $87.72 | Disposed | 8202 | Direct |
| 2010-09-30 | Common Stock | S | 100 | $87.7201 | Disposed | 8102 | Direct |
| 2010-09-30 | Common Stock | S | 100 | $87.73 | Disposed | 8002 | Direct |
| 2010-09-30 | Common Stock | S | 145 | $87.74 | Disposed | 7857 | Direct |
| 2010-09-30 | Common Stock | S | 100 | $87.7754 | Disposed | 7757 | Direct |
| 2010-09-30 | Common Stock | S | 200 | $87.78 | Disposed | 7557 | Direct |
| 2010-09-30 | Common Stock | S | 200 | $87.8054 | Disposed | 7357 | Direct |
| 2010-09-30 | Common Stock | S | 340 | $87.82 | Disposed | 7017 | Direct |
| 2010-09-30 | Common Stock | S | 200 | $87.83 | Disposed | 6817 | Direct |
| 2010-09-30 | Common Stock | S | 100 | $87.8336 | Disposed | 6717 | Direct |
| 2010-09-30 | Common Stock | S | 100 | $87.839 | Disposed | 6617 | Direct |
| 2010-09-30 | Common Stock | S | 100 | $87.84 | Disposed | 6517 | Direct |
| 2010-09-30 | Common Stock | S | 260 | $87.85 | Disposed | 6257 | Direct |
| 2010-09-30 | Common Stock | S | 600 | $87.86 | Disposed | 5657 | Direct |
| 2010-09-30 | Common Stock | S | 300 | $87.87 | Disposed | 5357 | Direct |
| 2010-09-30 | Common Stock | S | 325 | $87.88 | Disposed | 5032 | Direct |
| 2010-09-30 | Common Stock | S | 400 | $87.89 | Disposed | 4632 | Direct |
| 2010-09-30 | Common Stock | S | 100 | $87.8903 | Disposed | 4532 | Direct |
| 2010-09-30 | Common Stock | S | 100 | $87.8913 | Disposed | 4432 | Direct |
| 2010-09-30 | Common Stock | S | 200 | $87.90 | Disposed | 4232 | Direct |
| 2010-09-30 | Common Stock | S | 100 | $87.9039 | Disposed | 4132 | Direct |
| 2010-09-30 | Common Stock | S | 500 | $87.91 | Disposed | 3632 | Direct |
| 2010-09-30 | Common Stock | S | 100 | $87.9127 | Disposed | 3532 | Direct |
| 2010-09-30 | Common Stock | S | 372 | $87.92 | Disposed | 3160 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-09-30 | Non-qualified Stock Option (Right to Buy) | $54.11 | M | 7225 | Disposed | 2019-02-08 | Common Stock (7225) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2010.
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