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3M CO — Director's Dealing 2007
Jul 18, 2007
17737_dirs_2007-07-18_a7742c04-eb3e-4e92-a6fc-ebb639851f25.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2007-07-16
Reporting Person: SMITH MARSCHALL (VICE PRESIDENT LEGAL)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3577 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $90.87 | 2017-07-16 | Common Stock (15000) | Direct |
Footnotes
F1: As part of the reporting person's compensation, the reporting person was
granted a restricted stock unit award of 3,577 units. The units will vest
in 1/3 annual increments commencing 7/16/08 assuming continued employment.
Vesting is accelerated upon the termination of employment under certain
circumstances.
F2: As part of the reporting person's compensation, the reporting person was
granted 15,000 nonqualified options which vest in 1/3 annual increments
commencing 7/16/08 assuming continued employment. Vesting is accelerated
upon the termination of employment under certain circumstances.