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3M CO — Director's Dealing 2007
Aug 2, 2007
17737_dirs_2007-08-02_df53bc99-1d5f-4671-bcad-28d81323fa85.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2006-11-01
Reporting Person: SAUER BRAD T (EXEC VP HEALTH CARE)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-11-01 | Common Stock | G | 187 | — | Disposed | 13581 | Direct |
| 2007-08-01 | Common Stock | M | 7252 | $58.625 | Acquired | 20212 | Direct |
| 2007-08-01 | Common Stock | F | 4797 | $88.61 | Disposed | 15415 | Direct |
| 2007-08-01 | Common Stock | F | 802 | $88.61 | Disposed | 14613 | Direct |
| 2007-08-01 | Common Stock | M | 1881 | $61.85 | Acquired | 16494 | Direct |
| 2007-08-01 | Common Stock | F | 1312 | $88.61 | Disposed | 15182 | Direct |
| 2007-08-01 | Common Stock | F | 185 | $88.61 | Disposed | 14997 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-08-01 | Non-Qualified Stock Option (right to buy) | $58.625 | M | 7252 | Disposed | 2011-05-08 | Common Stock (7252) | Direct |
| 2007-08-01 | Non-Qualified Stock Option (right to buy) | $61.85 | M | 1881 | Disposed | 2013-05-12 | Common Stock (1881) | Direct |
| 2007-08-01 | Non-Qualified Stock Option (right to buy) | $88.65 | A | 5599 | Acquired | 2011-05-06 | Common Stock (5599) | Direct |
| 2007-08-01 | Non-Qualified Stock Option (right to buy) | $88.65 | A | 1497 | Acquired | 2013-05-13 | Common Stock (1497) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1015 | Indirect |
Footnotes
F1: Gift to charity was inadvertently excluded from Form 5 filed on 1/29/2007.
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